The Return of the King by J.R.R Tolkien (Harper Collins 1991) pp. 799-806

I am grateful to one of my regular correspondents, Kate Splieth, for thoughts that have led to this reflection as we continue to think about the siege of Minas Tirith before the arrival of the Riders of Rohan, one of the darkest moments in The Lord of the Rings. In a comment on my last reflection upon eucatastrophe, she writes this,
“Is there a difference between hope and expectation?”

It is in the tragic character of Denethor that we see that difference most clearly expressed. From the moment that Denethor first receives the sign that his son, Boromir, has been killed, he begins his fall into despair. When Gandalf and Pippin first meet him, seated upon the Steward’s chair in the throne room of Gondor, they see this sign in his hand. He holds aloft the horn of Boromir that was cloven in two as he made the brave defence of Merry and Pippin at Parth Galen that led to his death.

From that time onwards Denethor’s spirit is broken even though he continues to direct the defence of the city against the Morgul host. But at the last the Prince of Dol Amroth carries the body of Faramir from the failed defence of the fords of Osgiliath to his father, and whatever strength Denethor had to continue resistance is lost.

“I sent my son forth, unthanked, unblessed, out into needless peril, and here he lies with poison in his veins. Nay, nay, whatever may now betide in war, my line is ending, even the House of Stewards has failed. Mean folk shall rule the last remnant of the Kings of Men, lurking in the hills until all are hounded out.”

We may note here that Denethor has reduced the story of his people to the story of his family, of his line. He is convinced, wrongly as we shall see, that Faramir is dying, and unlike Sam Gamgee, kneeling beside what he believed to be the corpse of Frodo in Shelob’s Lair, Denethor sees no reason to carry on, “whatever now may betide in war.” To him there is no future, even if victory should ultimately be achieved over the forces of Mordor. His line is ending, just as the line of the Kings of Gondor failed.

Here we see the difference between hope and expectation, or at least expectation as it has become. In the Latin text of the Nicene Creed we read et exspecto resurrectionem mortuorum, and I await the resurrection of the dead. The word, exspecto, that has become expect in modern English is associated with specto, to look out for, to wait for, to hope for. This kind of expectation is to Denethor, a fool’s hope, and when men call for guidance from their lord, Denethor answers, “Follow whom you will, even the Grey Fool, though his hope has failed.”

Denethor has given in to despair which is the ultimate consequence of his expectation. All his gathering of intelligence has convinced him of the overwhelming power of his enemy and the utter inadequacy of his own resources. His one hope, if we can call it that, was to gain control of the Ring of Power and so have a weapon that he could use of sufficient power to stand against that enemy. In this manner he resembles Saruman who also hoped to gain control of the Ring, although unlike Saruman, Denethor never considered the possibility of becoming an ally of Sauron. Saruman’s intention was to ally himself to Sauron while seeking either to gain control of the Ring or to create his own ring of power. Denethor was never a traitor unlike Saruman.

But neither Denethor, nor Saruman, had hope. Both gave way to despair. Saruman did so cynically, choosing to ally himself with darkness believing that darkness would have the last word in everything. Denethor also came to believe in the final victory of darkness but refused to ally himself with that darkness. In that sense there is still a heroism in Denethor, a heroism that he shows in the breastplate that he wears under his robes.

And what of hope? Gandalf chooses hope, the decision to believe that at the end the good, the true and the beautiful will prevail even though all that can be seen is darkness and the power of evil. In the Council of Elrond the choice was made to send the Ring to the Fire, not because it was felt to be a good idea but because it was the right thing to do, the only thing that could be done without giving way to the ultimate power of all the Ring represented which is the power of power itself.