The Battle Before the Black Gate. Do the Best Stories have Happy Endings?

I had intended to return to Frodo and Sam at the Tower of Cirith Ungol this week but I felt that I needed to offer one last meditation on the “hopeless” battle before the Black Gate of Mordor before I leave it for a while. At the very least I felt that I owe it to Pippin who is lying under the body of a Troll chieftain that he has just valiantly slain in defence of Beregond of the Guard, his friend. I can’t just leave him there without hope!

When I first read The Return of the King as a teenager it was a volume that I had borrowed from my school library. After eating my evening meal I disappeared to my room and read and read and read…

I wonder how long it took me to read the section from the end of Book 5 and the battle before the Black Gate to the moment when Gandalf calls upon the armies of the West to “stand and wait!” I was reading as fast as I could but even so it must have been a good hour or so before I got there. Tolkien’s happy ending, his eucatastrophe, as he termed it, was something for which I was made to wait. I had to endure the endless journey through the horror of Mordor that Frodo and Sam had to make in order to reach Mount Doom and once there I had to watch helplessly with Sam as Frodo failed in his mission and all was saved only by the unlooked for intervention of Gollum.

But still the happy ending came. Did it come because of the courage of the Armies of the West and their brave captains? Did it come because of the faithful witness to the Good that Gandalf had born through the long centuries of his sojourn in Middle-earth? Did it come because of the friendship of the nine companions who set out from Rivendell just three months before? Did it come because Frodo staggered, step by weary step, supported and, at the last, carried by Sam up the slopes of Mount Doom?

After we have given due praise to all of the characters that we have come to know and love in Tolkien’s great work, and each of them deserves great praise, we have to say that none of these things actually brings about the happy ending. That comes through grace alone, from something that lies beyond the endless repetition of cause and effect.

This is one of Tolkien’s greatest contributions to the culture of our time and one which has brought the greatest anger from literary critics. Most of all Tolkien has been accused of being an escapist. Life, real life, the critics say, is not like that. Tolkien is treating us as if we are children. This is mere fairy tale and it is time for us to grow up and embrace reality.

Tolkien faced this criticism head on in an essay first printed in 1947 entitled, On Fairy-Stories. In it he wrote, “I coined the word ‘eucatastrophe’: the sudden happy turn in a story which pierces you with a joy that brings tears  (which I argued it is the highest function of fairy-stories to produce). And I was there led to the view that it produces its peculiar effect because it is a sudden glimpse of Truth, your whole nature chained in material cause and effect, the chain of death, feels a sudden relief as if a major limb out of joint had suddenly snapped back”.

It is this “sudden glimpse of Truth” that is so subversive to the “chain of death” that is held to be the only reality by the so-called modernists. And it is precisely from that prison, surrounded by the chain of death, from which Tolkien calls us to escape. Is it a coward who cannot face up to reality who tries to escape from this prison? Surely it is the ones who tell us that the prison is the only reality and that there is no freedom beyond it who lack courage. The courageous life is the one that refuses to submit to the tyranny of the “chain of death” as do Tolkien’s heroes.