“It Was Sam’s First View of a Battle of Men Against Men and He Did Not Like It Much.” Tolkien Brings His Memories of War to His Great Tale.

The Two Towers by J.R.R Tolkien (Harper Collins 1991, 2007) pp.858-865

Sam is already battle hardened standing by Frodo at the attack of the Nazgûl at Weathertop, at the attack of wargs near the doors of Moria and again within Moria at the Chamber of Mazarbul when orcs and trolls assailed the Fellowship. It is not battle itself that affects him so deeply, that realisation that someone is your enemy and wishes you harm, wishes even to kill you, it is, as the English poet Wilfred Owen put it, “the pity of war” that touches his heart when the Rangers of Ithilien ambush the Men of Harad as they march northwards to the Black Gate of Mordor.

War in the trenches of the First World War of 1914-18

There are few passages within The Lord of the Rings that have the feel of the war literature of the 20th century as this one. Here we are reminded, if we need it, that Tolkien was writing a novel of his century and not a mere pastiche of medieval heroic literature. Tolkien was himself a veteran of the war in the trenches in France and took part in the Battle of the Somme that began on the 1st of July 1916 in northern France and during which a million men were either killed or wounded. The memory of that battle still casts a shadow over western Europe over a hundred years after it took place. My father gave us very little education in any deliberate sense; most of what I learned from him I did by observation rather than because he told it to me, but he was anxious to tell us of the horror of war and how a war in Europe should never be repeated. He himself was a veteran of the Normandy landings of June 1944 and his father of the naval Battle of Jutland of May 1916 and the memory of war played an important part in my education.

The capture of Frodo and Sam by Faramir and his men takes place just before the ambush begins and it is a measure of Faramir, the captain of war, that he does not treat his captives as mere irrelevances in the face of the serious matters of killing and being killed. In the few moments available to him he allows Frodo to tell his story before assigning two of his men to guard them. As they wait for battle to begin Mablung and Damrod speak of their leader and the respect in which they hold him. “He leads now in all perilous ventures,” they tell Frodo and Sam, and they are proud to follow him.

See ‘Faramir the Captain’ by Anke Eissman. Note how relaxed most of his men are. He is in charge and they don’t need to worry about what they have to do.

Tolkien gives us no overview of the battle that follows. We see it through Sam’s eyes, listening to the sound of steel against steel or metal cap, like the sound of “a hundred blacksmiths all smithying together”. We feel the terror as an oliphant charges straight towards them, veering away from them at the very last moment and we see a young warrior of Harad fall dead at their feet. Through all this their main ambition is to survive. Doubtless if battle had overtaken them they would have fought bravely but heroic deeds are not their first concern. This too is true to Tolkien’s memories of the trenches and of modern warfare.

The moment when Sam looks at the dead warrior is deeply moving. We are not shown war from the perspective of the war historian or the general in the staff room. We see it through the eyes of one man alongside other men. “It was Sam’s first view of a battle of Men against Men, and he did not like it much. He wondered what the man’s name was and where he came from; and if was really evil of heart, or what lies and threats had led him on the long march from his home; and if he would not really rather have stayed there in peace”.

Robert Runcie, Archbishop of Canterbury between 1980 and 1991, was a tank commander during the Second World War, winning the Military Cross, the second most important medal for valour that can be offered to the British Armed Forces for rescuing one of his wounded men from a crippled tank while under heavy enemy fire. He was greatly criticised by politicians for expressing sympathy and compassion for Argentine soldiers after the Falklands War of 1982. What moved him to speak of his pity was his memory of an incident in which his tank took out a German tank in battle and how, as was required of him, he checked to see if there were any survivors. He remembered looking into the tank and the dead young men within it and thinking of their mothers, wives and girlfriends who would never see them again. It was a Sam Gamgee moment and it remained with him for the rest of his life.

I haven’t found a photograph of Robert Runcie from the Second World War. You can tell that this is a photo of a British tank on show for the “top brass”, senior British officers, not one in the heat of battle.

Peregrin Took Teaches Us the Value of Cheerfulness in Dark Times

It is Pippin’s cheerfulness that gives courage to Beregond, the soldier of Gondor. It was the kind of cheerfulness that Tolkien met among the soldiers from the villages of England in the trenches of the First World War. On July 1st of this year we will remember the first day of the Battle of the Somme on which 20,000 British soldiers were killed and about 40,000 wounded. Tolkien was present at the battle and survived. My great uncle, Tommy Young, was also present and did not survive. I shall think of him especially on that day.

Tolkien received what was known, amongst the soldiers, as a blighty wound during the battle. This was a wound not serious enough to cause lasting damage but serious enough to mean that the soldier who received it would be withdrawn from the front line for a lengthy period of recuperation. To receive such a wound was generally regarded as good luck among the soldiers. Tolkien though had to live with the fact that among his closest friends he was the only survivor of the war.

It is with this memory that Tolkien begins to describe the preparations for the great battle of The Lord of the Rings at the Pelennor Fields. It may not have been this battle that was to be the decisive action of the story. That was the journey of Frodo and Sam to Mount Doom and the events in the Sammath Naur. But if Minas Tirith had fallen to the armies of Minas Morgul there would have been nowhere to return to for Frodo and Sam.

Pippin’s cheerfulness before the overwhelming might of Mordor reminds us of Sam Gamgee’s reflection at the Black Gate when  it appeared that the journey was at an end. Tolkien tells us that Sam “never had any real hope in the affair from the beginning; but being a cheerful hobbit he had not needed hope, as long as despair could be postponed.”

It is this spirit that enables Sam to bring Frodo and the Ring to Mount Doom; that brings Merry and Eowyn to the place in the Battle of the Pelennor Fields where they are able to slay the Lord of the Nazgûl; and which enables Pippin to save the life of Faramir in the face of Denethor’s despair and the passivity of his guard. It is not quite the same thing as the great joy that Pippin sees in Gandalf after the encounter with Denethor. Gandalf’s joy is a heavenly thing that Pippin, as yet, can only catch glimpses of; it is the inbreaking of another world into the world that Pippin knows and one that declares that even in the darkest of times the last word belongs to love and to joy and not to darkness. The cheerfulness of the hobbits is of a different order and belongs to the earth. It is a peasant quality that determines to make the best of whatever life brings, enjoying the good without too much expectation that it will last for long and bearing up under times of difficulty. It takes a quiet pride in maintaining the right kind of face. This is not a kind of dissembling, a deliberate attempt to deceive, unless it is to deceive an enemy, but it is a kind of virtue, most closely akin to fortitude. Perhaps the last time it was seen in British life to a great degree was during the heavy bombing of British cities during the Second World War by the German Luftwaffe, an action that was intended to demoralise the civilian population but which failed to do so. Perhaps it should be noted here that the bombing of German cities proved to be just as ineffective in this regard.

Pippin’s cheerfulness will be needed much in the days that lie ahead for the “darkness has begun”. But it will be no mere whistling in the wind. It will be a source of strength that will enable him to do brave deeds and will prevent the doing of great harm. We will do well to honour this quality and to develop it ourselves.